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RIA / WealthAdvisor15 years in industry

CORISSA ANN MOOS

Advisor at SIEBEN WEALTH PLANNING LLC

EDINA, MN | WAYZATA, MN

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Search this name across graphsid dfx:ria:bd0d2279-f4e0-78e6-05f6-4f869fe8541e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIEBEN WEALTH PLANNING LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 12, 2011
First registration: Jul 13, 2011
Dual registered: no
Other names: CORISSA ANN PAULSON
IAPD individual key: 5581614

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIEBEN WEALTH PLANNING LLC	Independent wealth	Mar 7, 2022	n/a	yes	EDINA, MN\|WAYZATA, MN	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Nov 10, 2015	Jan 15, 2022	no	MINNEAPOLIS, MN\|Wayzata, MN	Previous registration
MORGAN STANLEY	Wirehouse	Oct 31, 2013	Oct 13, 2015	no	Chicago, IL	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Jul 13, 2011	Sep 20, 2013	no	EDINA, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	SIEBEN WEALTH PLANNING LLC	Jan 15, 2022	Mar 7, 2022	51	Firm change	Ibd to RIA
MORGAN STANLEY	RBC CAPITAL MARKETS, LLC	Oct 13, 2015	Nov 10, 2015	28	Firm change	Wirehouse to ibd
RBC CAPITAL MARKETS, LLC	MORGAN STANLEY	Sep 20, 2013	Oct 31, 2013	41	Firm change	Ibd to wirehouse

Relationships

Registered with (3)

→ SIEBEN WEALTH PLANNING LLCRegistered adviserregistration: current employment
Mar 7, 2022 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Nov 10, 2015 to Jan 15, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 31, 2013 to Oct 13, 2015factForm ADV

Dated events

Occurred
Jan 15, 2022
Advisor changed firm
Corissa Ann Moos left Rbc Capital Markets, Llc for Sieben Wealth Planning Llc (registered 2022-03-07)
Form ADVobserved 6 days ago