DFX Intelligence

S•••• Z•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

S•••• Z•••••••••

Advisor at C••••• F•••••••• G••••• I•••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:5e5f872b-2465-9e57-7827-a6d14bccee62

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• G••••• I•••	Independent wealth	Apr 24, 2025	n/a	yes	SAN DIEGO, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 30, 2023	Apr 1, 2025	no	NEW YORK, NY\|CARLSBAD, CA\|SAN DIEGO, CA\|RENTON, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••• F•••••••• G••••• I•••	Apr 1, 2025	Apr 24, 2025	23	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ C••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Apr 24, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 30, 2023 to Apr 1, 2025factForm ADV

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
S•••• Z••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••• F•••••••• G••••• I••• (registered 2025-04-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e5f872b-2465-9e57-7827-a6d14bccee62
First observed: Jan 30, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.