DFX Intelligence

B•••• M•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

B•••• M•••••• C•••••

Advisor at C••••••

Charlotte, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 9, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Oct 11, 2022	n/a	yes	Charlotte, NC	Current employment
C• B••••••••• P•••••• W•••••	Former SEC adviser	Apr 10, 2018	Mar 31, 2023	no	CHARLOTTE, NC\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• B••••••••• P•••••• W•••••	C••••••	Mar 31, 2023	Oct 11, 2022	-171	Bulk transfer	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C• B••••••••• P•••••• W•••••	Mar 12, 2018	Apr 10, 2018

Relationships

Registered with (7)

→ C••••••Registered adviserregistration: current employment
Oct 11, 2022 to presentfactForm ADV
→ C• B••••••••• P•••••• W•••••Registered adviserregistration: previous registration
Apr 10, 2018 to Mar 31, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 18, 2017 to Mar 12, 2018factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 14, 2008
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.