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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Dorothea B Isaacson

Advisor at MORGAN STANLEY

Deerfield, IL

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Search this name across graphsid dfx:ria:5e62c16f-d334-79c5-412a-0e4608de6a5a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 30, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: May 30, 2006
First registration: Nov 26, 2007
Dual registered: yes, broker-dealer
Other names: DOROTHEA KELLOGG BURGHARD SHEPHERD|DOROTHEA KELLOGG BURGHARD|THEA BURGHARD SHEPHERD|DOROTHEA BURGHARD SHEPHERD|DOROTHEA BURGHARD ISAACSON|THEA BURGHARD ISAACSON
IAPD individual key: 1155245

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 22, 2021	n/a	yes	Deerfield, IL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 27, 2013	Jun 14, 2021	no	DEERFIELD, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 4, 2013	no	Deerfield, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 26, 2007	Jun 1, 2009	no	DEERFIELD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORGAN STANLEY	Jun 14, 2021	Jun 22, 2021	8	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	WELLS FARGO ADVISORS	Sep 4, 2013	Aug 27, 2013	-8	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (3)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 4, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 27, 2013 to Jun 14, 2021factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 26, 2007 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.