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Registered advisor
D••••••• B• I•••••••
Feed of 09/14/2026
Also filed as Dorothea Kellogg Burghard Shepherd
At current firm
5 y
since Jun 22, 2021
In the industry
20 y
since May 30, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 22, 2021 · Deerfield, Il
- W•••• F•••• A••••••• wirehouseAug 27, 2013 to Jun 14, 2021 · Deerfield, Il
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 4, 2013 · Deerfield, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 26, 2007 to Jun 1, 2009 · Deerfield, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Jun 14, 2021, registered Jun 22, 2021 (8 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Sep 4, 2013, registered Aug 27, 2013 (-8 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address