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J••••• D•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

J••••• D•••• B•••••

Advisor at E•••••• C•••••• M••••••••• L•••••

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5e77e874-c680-4915-eb21-2190cfc37919

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• C•••••• M••••••••• L•••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• C•••••• M••••••••• L•••••	State registered	Jan 1, 2025	n/a	yes	SAN FRANCISCO, CA	Current employment
E•••••• W••••• M••••••••• L•••••	State registered	Jun 11, 2018	Jul 26, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• W••••• M••••••••• L•••••	E•••••• C•••••• M••••••••• L•••••	Jul 26, 2019	Jan 1, 2025	1,986	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E•••••• W••••• M••••••••• L•••••	Aug 4, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
287511:301992:CA:2019-07-26	Jul 26, 2019	Jan 1, 2025	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (4)

→ E•••••• C•••••• M••••••••• L•••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ E•••••• W••••• M••••••••• L•••••Registered adviserregistration: previous registration
Jun 11, 2018 to Jul 26, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 25, 2015 to Aug 4, 2016factForm ADV
→ O••••••••• • C•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e77e874-c680-4915-eb21-2190cfc37919
First observed: Sep 1, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.