DFX Intelligence

A•••• L• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

A•••• L• K••••••

Advisor at M••••• S••••••

Denver, CO

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Search this name across graphsid dfx:ria:5e7d7ee4-313a-b500-b144-ecaec7cccabc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Aug 25, 2023	n/a	yes	Denver, CO	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Aug 28, 2023	Sep 7, 2023	no	ARLINGTON, VA\|Parkway, Greenwood Village, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	n/a	Sep 7, 2023	n/a	n/a	Departure no registered destination	Departure
E•••••• C•••••• M••••••••• L••	M••••• S••••••	May 31, 2022	Aug 25, 2023	451

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Aug 25, 2023 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 28, 2023 to Sep 7, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 13, 2017 to May 11, 2020factForm ADV

Dated events

Occurred
Sep 7, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e7d7ee4-313a-b500-b144-ecaec7cccabc
First observed: Jul 13, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.