DFX Intelligence

C••••••••• M• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

C••••••••• M• W••••

Advisor at O•• W••••• M••• L••

Rock Springs, WY | LAS VEGAS, NV

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Search this name across graphsid dfx:ria:5e889a6a-28ad-a694-7d0a-52b88564d123

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• W••••• M••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• W••••• M••• L••	Independent wealth	Mar 5, 2025	n/a	yes	LAS VEGAS, NV\|Rock Springs, WY	Current employment
R••••••••• A••••••• L••	Independent wealth	May 1, 2020	Feb 17, 2025	no	Denver, CO\|LEAWOOD, KS\|Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• A••••••• L••	O•• W••••• M••• L••	Feb 17, 2025	Mar 5, 2025	16	Firm change	RIA to RIA
W••••• M••••••••• A••••••• I••	R••••••••• A••••••• L••	May 6, 2020	May 1, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
106521:116909:KS:2020-05-06	May 6, 2020	May 1, 2020	LEAWOOD, KS	Firm change

Relationships

Registered with (3)

→ O•• W••••• M••• L••Registered adviserregistration: current employment
Mar 5, 2025 to presentfactForm ADV
→ R••••••••• A••••••• L••Registered adviserregistration: previous registration
May 1, 2020 to Feb 17, 2025factForm ADV
→ W••••• M••••••••• A••••••• I••Registered adviserregistration: previous registration
Mar 20, 2019 to May 6, 2020factForm ADV

Dated events

Occurred
Feb 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e889a6a-28ad-a694-7d0a-52b88564d123
First observed: Mar 20, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.