DFX Intelligence

J••••• P•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

J••••• P•••••• S••••••••

Advisor at C•••••• S••••• • C••• I•••

Austin, TX | Sugar Hill, GA

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Search this name across graphsid dfx:ria:5e8a4354-00b9-c755-beef-a595fb3b32e0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 21, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Feb 15, 2018	n/a	yes	Austin, TX\|Sugar Hill, GA	Current employment
N•••••• G•••• S••••••••• I•••	Former SEC adviser	Jun 15, 2010	Dec 6, 2017	no	LAKE MARY, FL\|Lake Mary, FL\|SUWANEE, GA\|Folsom, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• G•••• S••••••••• I•••	C•••••• S••••• • C••• I•••	Dec 6, 2017	Feb 15, 2018	71	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	N•••••• G•••• S••••••••• I•••	Mar 26, 2010	Jun 15, 2010

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Feb 15, 2018 to presentfactForm ADV
→ N•••••• G•••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2010 to Dec 6, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 12, 2005 to Mar 26, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e8a4354-00b9-c755-beef-a595fb3b32e0
First observed: Sep 12, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.