DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Sandra Ann Sutter

Advisor at HORACE MANN INVESTORS, INC.

CHERRY HILL, NJ | SPRINGFIELD, IL | GARLAND, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5e8be74d-afc8-0f5c-0d20-4617c3dcea39

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HORACE MANN INVESTORS, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S65|S63
First exam: Jun 11, 1993
First registration: Sep 9, 2002
Dual registered: yes, broker-dealer
Other names: SANDRA ANN CROSS|SANDRA ANN SUTTER|SANDRA SUTTER CROSS|SANDRA A SUTTER|SANDRA ANN SUTTER
IAPD individual key: 2328138

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HORACE MANN INVESTORS, INC.	No RAUM reported	May 13, 2026	n/a	yes	SPRINGFIELD, IL\|GARLAND, TX\|SPRINGFIELD, IL	Current employment
BCG SECURITIES, INC.	Independent wealth	May 13, 2026	n/a	yes	GARLAND, TX\|CHERRY HILL, NJ	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 22, 2022	Nov 21, 2025	no	Plano, TX\|Columbus, OH\|Chicago, IL\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|PLANO, TX\|Garland, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 13, 2015	Dec 13, 2021	no	GARLAND, TX\|FORT MILL, SC\|FORT WORTH, TX\|FORT MILL, SC\|GARLAND, TX	Previous registration
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Jul 1, 2009	Dec 31, 2009	no	LAS VEGAS, NV\|SCOTTSDALE, AZ\|HENDERSON, NV	Previous registration
E*TRADE ADVISORY SERVICES, INC.	n/a	Sep 9, 2002	Jun 11, 2003	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	HORACE MANN INVESTORS, INC.	Nov 21, 2025	May 13, 2026	173	Firm change	Other
LPL FINANCIAL LLC	J.P. MORGAN SECURITIES LLC	Dec 13, 2021	Feb 22, 2022	71	Firm change	Ibd to wirehouse
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	LPL FINANCIAL LLC	Dec 31, 2009	Apr 13, 2015	1,929	Firm change after gap	Other
E*TRADE ADVISORY SERVICES, INC.	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Jun 11, 2003	Jul 1, 2009	2,212	Firm change after gap	Other

Relationships

Registered with (6)

→ HORACE MANN INVESTORS, INC.Registered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ BCG SECURITIES, INC.Registered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 22, 2022 to Nov 21, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 13, 2015 to Dec 13, 2021factForm ADV
→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: previous registration
Jul 1, 2009 to Dec 31, 2009factForm ADV
→ E*TRADE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 9, 2002 to Jun 11, 2003factForm ADV

Dated events

Occurred
Nov 21, 2025
Advisor changed firm
Sandra Ann Sutter left J.P. Morgan Securities Llc for Bcg Securities, Inc. (registered 2026-05-13)
Form ADVobserved 4 days ago