RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• A•• S•••••
- B•• S••••••••• I••• independent RIA currentsince May 13, 2026 · Garland, Tx
- H••••• M••• I••••••••• I••• no RAUM currentsince May 13, 2026 · Springfield, Il
- J••• M••••• S••••••••• L•• wirehouseFeb 22, 2022 to Nov 21, 2025 · Plano, Tx
- L•• F•••••••• L•• BD affiliatedApr 13, 2015 to Dec 13, 2021 · Garland, Tx
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIAJul 1, 2009 to Dec 31, 2009 · Las Vegas, Nv
- E•••••• A••••••• S•••••••• I••• unclassifiedSep 9, 2002 to Jun 11, 2003 · Dallas, Tx
- J••• M••••• S••••••••• L•• to H••••• M••• I••••••••• I•••left Nov 21, 2025, registered May 13, 2026 (173 days) · Other
- L•• F•••••••• L•• to J••• M••••• S••••••••• L••left Dec 13, 2021, registered Feb 22, 2022 (71 days) · Affiliated broker-dealer or bank to wirehouse
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to L•• F•••••••• L••left Dec 31, 2009, registered Apr 13, 2015 (1929 days) · Other
- E•••••• A••••••• S•••••••• I••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Jun 11, 2003, registered Jul 1, 2009 (2212 days) · Other
- S••••• A•• S••••• left J••• M••••• S••••••••• L•• for B•• S••••••••• I••• (registered 2026-05-13)Nov 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address