DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

DOMINICK PALUMBO

Advisor at WELLS FARGO ADVISORS

TOMS RIVER, NJ | OAKHURST, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5e8ed560-13cf-f30a-78ba-dec52b36cb7d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 30, 2003
First registration: Apr 22, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4396377

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 23, 2019	n/a	yes	OAKHURST, NJ\|TOMS RIVER, NJ	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 15, 2010	Nov 1, 2018	no	MANASQUAN, NJ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Mar 2, 2006	Apr 28, 2009	no	FREEHOLD, NJ\|FREEHOLD, NJ\|ALLENHURST, NJ\|FREEHOLD, NJ	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 3, 2004	Dec 20, 2005	no	TOMS RIVER, NJ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 22, 2003	May 6, 2004	no	MANASQUAN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Nov 1, 2018	Jan 23, 2019	83	Firm change	Ibd to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	PNC WEALTH MANAGEMENT	Apr 28, 2009	Dec 15, 2010	596	Firm change after gap	Other
PNC WEALTH MANAGEMENT	BANC OF AMERICA INVESTMENT SERVICES, INC.	Dec 20, 2005	Mar 2, 2006	72	Firm change	Other
EQUITABLE ADVISORS, LLC	PNC WEALTH MANAGEMENT	May 6, 2004	Dec 3, 2004	211	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129052:19616:NJ:2018-11-01	Nov 1, 2018	Jan 23, 2019	MANASQUAN, NJ	Firm change

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 23, 2019 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 15, 2010 to Nov 1, 2018factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 2, 2006 to Apr 28, 2009factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 22, 2003 to May 6, 2004factForm ADV

Dated events

No dated event names this entity yet.