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Registered advisor
D••••••• P••••••
Feed of 09/14/2026
At current firm
7 y
since Jan 23, 2019
In the industry
23 y
since Jan 30, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 23, 2019 · Oakhurst, Nj
- P•• W••••• M••••••••• BD affiliatedDec 15, 2010 to Nov 1, 2018 · Manasquan, Nj
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 2, 2006 to Apr 28, 2009 · Freehold, Nj
- P•• W••••• M••••••••• BD affiliatedDec 3, 2004 to Dec 20, 2005 · Toms River, Nj
- E•••••••• A•••••••• L•• national BDApr 22, 2003 to May 6, 2004 · Manasquan, Nj
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Nov 1, 2018, registered Jan 23, 2019 (83 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to P•• W••••• M•••••••••left Apr 28, 2009, registered Dec 15, 2010 (596 days) · Other
- P•• W••••• M••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 20, 2005, registered Mar 2, 2006 (72 days) · Other
- E•••••••• A•••••••• L•• to P•• W••••• M•••••••••left May 6, 2004, registered Dec 3, 2004 (211 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address