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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

OPTIFOUR INTEGRATED WEALTH MANAGEMENT, LLC

CRD 115991

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5e92a841-b5bc-e896-a79e-8e15e235bb58

Data as of May 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2012 to May 29, 2019
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $302MItem 5.F on the latest filing (2019-05-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $268M
Private client RAUM: $302MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,015
Individual clients: 120
High net worth clients: 129
Custody, client assets: $21.8M
SEC number: 801-61415
CRD: 115991
Filings on the tape: 15
First filed: Jan 11, 2012
Latest filed: May 29, 2019
Organised: Limited Liability Company, Virginia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURNETT, WESTON, DYER	CHIEF COMPLIANCE OFFICER	D	yes	06/2001	Jan 11, 2012	May 29, 2019
COHEN, IRWIN, MARK	PRINCIPAL AND MANAGER	D	yes	01/1996	Jan 11, 2012	May 29, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COHEN & BURNETT, PC	n/a	n/a	n/a	Y	yes	Va

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Jan 25, 2019	$302M	$268M	5	3	0	n/a	n/a
2017	Jan 29, 2018	$319M	$277M	5	3	0	n/a	n/a
2016	Feb 24, 2017	$272M	$230M	5	3	n/a	n/a	n/a
2015	Feb 8, 2016	$244M	$76.3M	5	3	n/a	n/a	n/a
2014	Feb 9, 2015	$248M	$95.5M	5	3	n/a	n/a	n/a
2013	Feb 10, 2014	$242M	$82.3M	5	3	n/a	n/a	n/a
2012	Mar 26, 2013	$193M	$0	5	3	n/a	n/a	n/a
2011	Apr 12, 2012	$190M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$302M	$319M	-5.5%	$244M	7.3%	2	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CREATIVE PLANNING	2	Jan 2, 2020	Jan 13, 2020	MCLEAN, VA	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← COHEN, IRWIN, MARKOwnerPRINCIPAL AND MANAGER, ownership code D, individual
Jan 11, 2012 to presentfactForm ADV
← BURNETT, WESTON, DYEROwnerCHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 11, 2012 to presentfactForm ADV

Moved with (1)

→ CREATIVE PLANNINGRegistered adviser2 advisors, team lift out, same day
Jan 2, 2020 to Jan 13, 2020factForm ADV

Registered with (4)

← RYAN ROYCE BERGESAdvisorregistration: previous registration
Nov 10, 2011 to Jan 2, 2020factForm ADV
← WESTON DYER BURNETTAdvisorregistration: previous registration
Nov 21, 2002 to Jan 2, 2020factForm ADV
← LAWRENCE D SOLOMONAdvisorregistration: previous registration
Nov 14, 2011 to Apr 25, 2019factForm ADV
← ELIZABETH LANNON CLARKAdvisorregistration: previous registration
Apr 26, 2010 to Apr 14, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e92a841-b5bc-e896-a79e-8e15e235bb58
First observed: Jan 11, 2012
Last observed: May 29, 2019 89 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OPTIFOUR INTEGRATED WEALTH MANAGEMENT, LLC

CRD 115991

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5e92a841-b5bc-e896-a79e-8e15e235bb58

Data as of May 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:19 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURNETT, WESTON, DYER

CHIEF COMPLIANCE OFFICER

yes

06/2001

Jan 11, 2012

May 29, 2019

COHEN, IRWIN, MARK

PRINCIPAL AND MANAGER

yes

01/1996

Jan 11, 2012

May 29, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COHEN & BURNETT, PC

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Jan 25, 2019

$302M

$268M

n/a

2017

Jan 29, 2018

$319M

$277M

n/a

2016

Feb 24, 2017

$272M

$230M

n/a

2015

Feb 8, 2016

$244M

$76.3M

n/a

2014

Feb 9, 2015

$248M

$95.5M

n/a

2013

Feb 10, 2014

$242M

$82.3M

n/a

2012

Mar 26, 2013

$193M

n/a

2011

Apr 12, 2012

$190M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$302M

$319M

-5.5%

$244M

7.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CREATIVE PLANNING

Jan 2, 2020

Jan 13, 2020

MCLEAN, VA

Team lift out

RIA to RIA

100.0%