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Advisor at MERCER GLOBAL ADVISORS INC.
McLean, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Apr 25, 2019 | n/a | yes | McLean, VA | Current employment |
| OPTIFOUR INTEGRATED WEALTH MANAGEMENT, LLC | Former SEC adviser | Nov 14, 2011 | Apr 25, 2019 | no | MCLEAN, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 10, 2005 | Feb 22, 2006 | no | WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| NATIONWIDE INVESTMENT SERVICES CORPORATION | n/a | Apr 23, 2003 | Jun 1, 2005 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPTIFOUR INTEGRATED WEALTH MANAGEMENT, LLC | MERCER GLOBAL ADVISORS INC. | Apr 25, 2019 | Apr 25, 2019 | 0 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | OPTIFOUR INTEGRATED WEALTH MANAGEMENT, LLC | Feb 22, 2006 | Nov 14, 2011 | 2,091 | Firm change after gap | Other |
| NATIONWIDE INVESTMENT SERVICES CORPORATION | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 1, 2005 | Jun 10, 2005 | 9 | Firm change | Other |