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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Joseph S. Dailey

Advisor at J.P. MORGAN SECURITIES LLC

CONGERS, NY | VALLEY COTTAGE, NY

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Search this name across graphsid dfx:ria:5e933523-881d-2ce7-26cc-fd492d6417bf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 28, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 2, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 2, 2007
First registration: Nov 28, 2011
Dual registered: yes, broker-dealer
Other names: JOSEPH DAILEY|JOSEPH S DAILEY|JOSEPH STANLEY DAILEY
IAPD individual key: 5296287

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 18, 2021	n/a	yes	VALLEY COTTAGE, NY\|CONGERS, NY	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 2, 2016	Oct 13, 2021	no	WEST PALM BEACH, FL\|WEST PALM BEACH, FL\|WEST PALM BEACH, FL\|PALM BEACH GARDENS, FL\|WEST PALM BEACH, FL\|LAKE WORTH, FL\|JUPITER, FL\|PALM BEACH GARDENS, FL\|WEST PALM BEACH, FL\|TEQUESTA, FL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|WEST PALM BEACH, FL\|POUGHKEEPSIE, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 4, 2014	Jul 15, 2016	no	JUPITER, FL\|WEST PALM BEACH, FL\|BOCA RATON, FL\|PALM BEACH GARDENS, FL\|JUPITER, FL\|JUPITER, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 12, 2014	no	PALM BEACH GARDENS, FL\|JUPITER, FL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|WEST PALM BEACH, FL\|PORT ST LUCIE, FL\|JENSEN BEACH, FL\|PORT ST LUCIE, FL\|FORT PIERCE, FL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 28, 2011	Oct 1, 2012	no	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|WEST PALM BEACH, FL\|PALM BEACH GARDENS, FL\|MIDDLETOWN, NY\|ROYAL PALM BEACH, FL\|PLANTATION, FL\|SCARSDALE, NY\|JUPITER, FL\|MIDDLETOWN, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Oct 13, 2021	Oct 18, 2021	5	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 15, 2016	Aug 2, 2016	18	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Nov 12, 2014	Nov 4, 2014	-8	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:79:NY:2021-08-24	Oct 13, 2021	Oct 18, 2021	POUGHKEEPSIE, NY	Firm change

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Nov 12, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 2, 2016 to Oct 13, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 4, 2014 to Jul 15, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 28, 2011 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.