DFX Intelligence

Data Factory

RIA / WealthAdvisor25 years in industry

SHARON HELENE GUPTA

Advisor at PATHSTONE

ENGLEWOOD, NJ | Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5e9b9278-e26d-0c67-d614-4acdd9d7fc64

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 4, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PATHSTONE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 8, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Mar 8, 2001
First registration: May 4, 2001
Dual registered: no
Other names: SHARON HELENE MCEVOY
IAPD individual key: 4578388

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Pathstone	Independent wealth	Nov 7, 2019	n/a	yes	Chicago, IL\|ENGLEWOOD, NJ	Current employment
DYNASTY WEALTH MANAGEMENT, LLC	Asset manager	Jun 12, 2018	Nov 12, 2018	no	ST. PETERSBURG, FL	Previous registration
FORTIGENT, LLC	Former SEC adviser	Jun 12, 2006	Jun 7, 2016	no	ROCKVILLE, MD	Previous registration
LYDIAN WEALTH MANAGEMENT COMPANY, LLC	n/a	May 4, 2001	Jun 12, 2006	no	ROCKVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DYNASTY WEALTH MANAGEMENT, LLC	Pathstone	Nov 12, 2018	Nov 7, 2019	360	Firm change	RIA to RIA
FORTIGENT, LLC	DYNASTY WEALTH MANAGEMENT, LLC	Jun 7, 2016	Jun 12, 2018	735	Firm change after gap	Other
LYDIAN WEALTH MANAGEMENT COMPANY, LLC	FORTIGENT, LLC	Jun 12, 2006	Jun 12, 2006	0	Firm change	Other

Relationships

Registered with (4)

→ PATHSTONERegistered adviserregistration: current employment
Nov 7, 2019 to presentfactForm ADV
→ DYNASTY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 12, 2018 to Nov 12, 2018factForm ADV
→ FORTIGENT, LLCRegistered adviserregistration: previous registration
Jun 12, 2006 to Jun 7, 2016factForm ADV
→ LYDIAN WEALTH MANAGEMENT COMPANY, LLCRegistered adviserregistration: previous registration
May 4, 2001 to Jun 12, 2006factForm ADV

Dated events

No dated event names this entity yet.