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Advisor at SANCTUARY ADVISORS, LLC
SOUTHBURY, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | Bd affiliated wealth | Jan 9, 2026 | n/a | yes | SOUTHBURY, CT | Current employment |
| Lido | Independent wealth | Oct 8, 2018 | Nov 16, 2023 | no | Redding, CT|LOS ANGELES, CA|SOUTHBURY, CT | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 11, 2016 | Oct 2, 2018 | no | FAIRFIELD, CT|STAMFORD, CT | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Oct 16, 2014 | Jan 15, 2016 | no | SLEEPY HOLLOW, NY|NEW YORK, NY | Previous registration |
| AST INVESTMENT SERVICES, INC. | Asset manager | Sep 7, 2011 | Oct 16, 2014 | no | SHELTON, CT | Previous registration |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Mar 7, 2011 | Sep 6, 2011 | no | STAMFORD, CT | Previous registration |
| TOUCHSTONE ADVISORS INC | Asset manager | Jun 26, 2007 | Jun 2, 2010 | no | CINCINNATI, OH | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 13, 2006 | Jun 29, 2007 | no | SHELTON, CT|SHELTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Lido | SANCTUARY ADVISORS, LLC | Nov 16, 2023 | Jan 9, 2026 | 785 | Firm change after gap | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Lido | Oct 2, 2018 | Oct 8, 2018 | 6 | Firm change | Wirehouse to RIA |
| EAGLE STRATEGIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 15, 2016 | Feb 11, 2016 | 27 | Firm change | Other |
| AST INVESTMENT SERVICES, INC. | EAGLE STRATEGIES LLC | Oct 16, 2014 | Oct 16, 2014 | 0 | Firm change | Other |
| NATIONWIDE SECURITIES, LLC | AST INVESTMENT SERVICES, INC. | Sep 6, 2011 | Sep 7, 2011 | 1 | Firm change | Other |
| TOUCHSTONE ADVISORS INC | NATIONWIDE SECURITIES, LLC | Jun 2, 2010 | Mar 7, 2011 | 278 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | TOUCHSTONE ADVISORS INC | Jun 29, 2007 | Jun 26, 2007 | -3 | Firm change | Other |