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CRD 105434
WEST HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PAUL ROGER MARTEL | n/a | WEST HARTFORD, CT | 36 | 40 | 2 | no |
| MARK WILSON EVERETTE | n/a | Virginia Beach, VA | WEST HARTFORD, CT | 25 | 25 | n/a | no |
| DENNIS PATRICK HANNIGAN | Chartered Financial Analyst | WEST HARTFORD, CT | 20 | 21 | n/a | no |
| LINDA LEE MOREL | n/a | WEST HARTFORD, CT | 12 | 22 | n/a | no |
| KAREN ANN DOOTSON | n/a | WEST HARTFORD, CT | 12 | 17 | n/a | no |
| DIANE MARIE DALEY | n/a | WEST HARTFORD, CT | 11 | 15 | n/a | no |
| THOMAS MATTHEW MANNING | n/a | WEST HARTFORD, CT | 11 | 18 | 1 | no |
| ELISHEVA SHARON DEFEO | n/a | West Hartford, CT | 8 | 18 | 3 | no |
| Anne Agonis Space | Chartered Financial Analyst | WEST HARTFORD, CT | 8 | 14 | n/a | no |
| BYRON K NILSSON | n/a | WEST HARTFORD, CT | 4 | 15 | n/a | no |
| Hillary Rabchenia Landen | n/a | WEST HARTFORD, CT | Great Falls, VA | 4 | 15 | 2 | no |
| Hilary Ann Pohley | n/a | WEST HARTFORD, CT | 3 | 10 | n/a | no |
| Massimo Alessandro Eichner | n/a | WEST HARTFORD, CT | 3 | 10 | n/a | no |
| Nathanial James Chandler | n/a | WEST HARTFORD, CT | 2 | 10 | n/a | no |
| Jared Madden | n/a | WEST HARTFORD, CT | 2 | 19 | n/a | no |
| Ryan Coursey | n/a | WEST HARTFORD, CT | 2 | 13 | n/a | no |
| Timothy Daniel Rich | Chartered Financial Analyst | WEST HARTFORD, CT | 1 | 20 | n/a | no |
| Joseph Mitchell | n/a | WEST HARTFORD, CT | 0 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| EVERETTE, MARK, WILSON | CCO, CHAIRMAN OF THE BOARD, & SENIOR PORTFOLIO MANAGER | B | yes | 01/2009 | Mar 18, 2026 | Mar 18, 2026 |
| MARTEL, PAUL, ROGER | President | B | yes | 01/1990 | Mar 18, 2026 | Mar 18, 2026 |
| MOREL, LINDA, LEE | VICE PRESIDENT & SENIOR PORTFOLIO MANAGER | A | yes | 07/2019 | Mar 18, 2026 | Mar 18, 2026 |
| Space, Anne, Agonis | CEO & SENIOR PORTFOLIO MANAGER | B | yes | 08/2024 | Mar 18, 2026 | Mar 18, 2026 |
| HANNIGAN, DENNIS, PATRICK | CHIEF INVESTMENT OFFICER & SENIOR PORTFOLIO MANAGER | B | no | 01/2009 | Mar 18, 2026 | Mar 18, 2026 |
| MANNING, THOMAS, MATTHEW | COO & SENIOR PORTFOLIO MANAGER | A | no | 01/2023 | Mar 18, 2026 | Mar 18, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 18, 2026 | $2.3B | $2.3B | 30 | 20 | 3 | n/a | n/a |
| 2024 | Apr 15, 2025 | $2.0B | $2.0B | 28 | 19 | 3 | n/a | n/a |
| 2023 | Mar 18, 2024 | $1.7B | $1.7B | 27 | 16 | 0 | n/a | n/a |
| 2022 | Mar 27, 2023 | $1.6B | $1.6B | 27 | 15 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $2.0B | $2.0B | 27 | 15 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $1.7B | $1.7B | 25 | 13 | 0 | n/a | n/a |
| 2019 | Mar 23, 2020 | $1.6B | $1.6B | 24 | 14 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | $1.3B | $1.3B | 23 | 14 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.3B | $1.3B | 21 | 12 | 0 | n/a | n/a |
| 2016 | Mar 22, 2017 | $1.0B | $1.0B | 20 | 12 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $1.1B | $1.1B | 19 | 12 | n/a | n/a | n/a |
| 2014 | Mar 9, 2015 | $1.1B | $1.1B | 18 | 13 | n/a | n/a | n/a |
| 2013 | Mar 17, 2014 | $966M | $966M | 18 | 13 | n/a | n/a | n/a |
| 2012 | Mar 22, 2013 | $843M | $842M | 20 | 11 | n/a | n/a | n/a |
| 2011 | Mar 1, 2012 | $758M | $757M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 5.6% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.3B | $2.0B | 14.4% | $1.6B | 12.5% | 30 | 28 | 3 | 3 |