DFX Intelligence

H•••••• R•••••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

H•••••• R•••••••• L•••••

Advisor at Y•• I••••••••• A••••••• I••

WEST HARTFORD, CT | Great Falls, VA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Y•• I••••••••• A••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 28, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Y•• I••••••••• A••••••• I••	Independent wealth	Jan 27, 2022	n/a	yes	WEST HARTFORD, CT\|Great Falls, VA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	May 8, 2014	Dec 23, 2014	no	RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	Y•• I••••••••• A••••••• I••	Dec 23, 2014	Jan 27, 2022	2,592	Firm change after gap	Wirehouse to RIA
W•••• F•••• A•••••••	U•• F•••••••• S••••••• I•••	Feb 5, 2014	May 8, 2014

Relationships

Registered with (3)

→ Y•• I••••••••• A••••••• I••Registered adviserregistration: current employment
Jan 27, 2022 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 8, 2014 to Dec 23, 2014factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 12, 2011 to Feb 5, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 12, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.