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S•••••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

S•••••••• A••••••

Advisor at C•••••• S••••• • C••• I•••

Beaverton, OR

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Search this name across graphsid dfx:ria:5ea8445b-47eb-a677-f268-5248af41bbb1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Dec 21, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Nov 4, 2024	n/a	yes	Beaverton, OR	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Aug 14, 2023	Oct 17, 2024	no	HILLSBORO, OR\|ST. HELENS, OR\|ALOHA, OR\|PORTLAND, OR\|PORTLAND, OR

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	C•••••• S••••• • C••• I•••	Oct 17, 2024	Nov 4, 2024	18	Firm change	Wirehouse to ibd
W•••• F•••• A•••••••	J••• M••••• S••••••••• L••	Aug 15, 2023

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Nov 4, 2024 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 14, 2023 to Oct 17, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 15, 2023 to Aug 15, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
Oct 17, 2024
Advisor changed firm
S•••••••• A•••••• left J••• M••••• S••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2024-11-04)
Form ADVobserved 7 days ago
Occurred
Aug 15, 2023
Advisor changed firm
S•••••••• A•••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2023-08-14)
Form ADVobserved 7 days ago
Occurred
Mar 17, 2023
Advisor changed firm
S•••••••• A•••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2023-03-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ea8445b-47eb-a677-f268-5248af41bbb1
First observed: Dec 21, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.