DFX Intelligence
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Reading the graph
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Advisor at C•••• W••••• M•••••••••
BEVERLY, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••• W••••• M••••••••• | Independent wealth | Mar 3, 2021 | n/a | yes | BEVERLY, MA | Current employment |
| O••••••••• | Institutional manager | Mar 23, 2020 | Feb 22, 2021 | no | OVERLAND PARK, KS|Foxboro, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O••••••••• | C•••• W••••• M••••••••• | Feb 22, 2021 | Mar 3, 2021 | 9 | Firm change | Other |
| B•••••••• I••••••••• M••••••••• L•• | O••••••••• | Mar 3, 2020 | Mar 23, 2020 |
| B•••••••• I••••••••• M••••••••• L•• | Asset manager | Sep 6, 2017 | Mar 3, 2020 | no | Boston, MA|PRINCETON, NJ | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Feb 22, 2012 | Apr 10, 2013 | no | MERRIMACK, NH | Previous registration |
| Firm change |
| Other |
| S•••••••• A••••••• L•• | B•••••••• I••••••••• M••••••••• L•• | Apr 10, 2013 | Sep 6, 2017 | 1,610 | Firm change after gap | Other |