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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

CABOT WEALTH MANAGEMENT

CRD 107327

BEVERLY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c8d5286d-5cf4-1195-4aec-d431db746894

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2011 to Jun 25, 2026
56 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $135Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,815
Individual clients: 0
High net worth clients: 636
Custody, client assets: $161M
SEC number: 801-19708
CRD: 107327
Filings on the tape: 56
First filed: Nov 21, 2011
Latest filed: Jun 25, 2026
Organised: Corporation, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT TOMLINSON LUTTS	n/a	SALEM, MA	32	42	n/a	no
JAMES MICHAEL GASPARELLO	n/a	SALEM, MA	28	30	n/a	no
GREGORY A STEVENS	Certified Financial Planner	SALEM, MA	22	29	n/a	no
THOMAS CHRISTOPHER VAUTIN	Certified Financial Planner\|Chartered Financial Consultant	SALEM, MA	15	20	2	no
CRAIG EDWARD GORYL	Chartered Financial Analyst	SALEM, MA	13	15	n/a	no
TYLER OLIVER SWAIM	n/a	Salem, MA	8	11	n/a	no
ALEXANDER FRANCIS CASTRICHINI	n/a	BEVERLY, MA	5	14	3	no
Kelly Jean Birchmore	n/a	BEVERLY, MA	0	10	n/a	no
Nathan Stevens	n/a	BEVERLY, MA	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GASPARELLO, JAMES, MICHAEL	PRINCIPAL & SENIOR FINANCIAL COUNSELOR	B	yes	01/2006	Jun 25, 2026	Jun 25, 2026
ERNST, SONIA, LYNN	PRINCIPAL & MANAGER OF OPERATIONS AND TRADING	B	yes	01/2006	Nov 21, 2011	Mar 28, 2024
LUTTS, ROBERT, TOMLINSON	President	D	yes	09/1983	Nov 21, 2011	Mar 28, 2024
GORYL, CRAIG, EDWARD	PRINCIPAL -- CHIEF INVESTMENT OFFIICER	B	no	09/2021	Jun 25, 2026	Jun 25, 2026
STEVENS, GREGORY, A	PRINCIPAL, CCO	B	no	08/2010	Jun 25, 2026	Jun 25, 2026
SWAIM, TYLER, OLIVER	Advisor	B	no	08/2018	Jun 25, 2026	Jun 25, 2026
VAUTIN, THOMAS, CHRISTOPHER	Principal	B	no	07/2019	Jun 25, 2026	Jun 25, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$1.2B	$1.2B	16	8	0	n/a	n/a
2024	Mar 31, 2025	$1.1B	$1.1B	16	8	0	n/a	n/a
2023	Mar 28, 2024	$1.0B	$1.0B	17	9	0	n/a	n/a
2022	Mar 29, 2023	$863M	$863M	17	9	0	n/a	n/a
2021	Mar 22, 2022	$1.1B	$1.1B	17	9	0	n/a	n/a
2020	Mar 30, 2021	$933M	$933M	17	9	0	n/a	n/a
2019	Feb 3, 2020	$760M	$760M	17	9	0	n/a	n/a
2018	Feb 6, 2019	$621M	$618M	17	9	1	n/a	n/a
2017	Jan 31, 2018	$651M	$649M	17	9	1	n/a	n/a
2016	Feb 13, 2017	$561M	$561M	16	9	n/a	n/a	n/a
2015	Feb 1, 2016	$546M	$546M	16	9	n/a	n/a	n/a
2014	Jan 30, 2015	$553M	$553M	16	9	n/a	n/a	n/a
2013	Jan 17, 2014	$517M	$517M	16	9	n/a	n/a	n/a
2012	Jan 23, 2013	$475M	$475M	16	9	n/a	n/a	n/a
2011	Feb 28, 2012	$477M	$477M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.1B	14.9%	$863M	12.2%	16	16	0	0

Relationships

Registered with (16)

← Nathan StevensAdvisorregistration: current employment
Mar 18, 2026 to presentfactForm ADV
← Kelly Jean BirchmoreAdvisorregistration: current employment
Sep 26, 2025 to presentfactForm ADV
← ALEXANDER FRANCIS CASTRICHINIAdvisorregistration: current employment
Mar 3, 2021 to presentfactForm ADV
← TYLER OLIVER SWAIMAdvisorregistration: current employment
Aug 8, 2018 to presentfactForm ADV
← CRAIG EDWARD GORYLAdvisorregistration: current employment
Jul 22, 2013 to presentfactForm ADV
← THOMAS CHRISTOPHER VAUTINAdvisorregistration: previous registration
Aug 4, 2006 to May 5, 2010factForm ADV
← GREGORY A STEVENSAdvisorregistration: current employment
Aug 25, 2004 to presentfactForm ADV
← JAMES MICHAEL GASPARELLOAdvisorregistration: current employment
Jan 17, 1998 to presentfactForm ADV
← ROBERT TOMLINSON LUTTSAdvisorregistration: current employment
Apr 15, 1994 to presentfactForm ADV
← DENNIS CARL WASSUNGAdvisorregistration: previous registration
Oct 28, 2009 to Oct 25, 2016factForm ADV
← ASHLEY ROCHELLE MCHARRIEAdvisorregistration: previous registration
Oct 22, 2013 to Dec 23, 2014factForm ADV
← KATHLEEN KELLY MEALEYAdvisorregistration: previous registration
Sep 15, 2010 to Jan 30, 2014factForm ADV
← Lester SatlowAdvisorregistration: previous registration
Nov 3, 2004 to Feb 17, 2011factForm ADV
← MICHAEL CHARLES KOZAKAdvisorregistration: previous registration
Feb 5, 2002 to Aug 19, 2010factForm ADV
← MATTHEW HOWARD MCPHAILAdvisorregistration: previous registration
Sep 24, 1999 to Sep 16, 2004factForm ADV
← JAMES R FEMIAAdvisorregistration: previous registration
Oct 15, 1996 to Aug 2, 2004factForm ADV

Controls (3)

← GASPARELLO, JAMES, MICHAELOwnerPRINCIPAL & SENIOR FINANCIAL COUNSELOR, ownership code B, individual
Nov 21, 2011 to Mar 28, 2024factForm ADV
← LUTTS, ROBERT, TOMLINSONOwnerPRESIDENT, ownership code D, individual
Nov 21, 2011 to Mar 28, 2024factForm ADV
← ERNST, SONIA, LYNNOwnerPRINCIPAL & MANAGER OF OPERATIONS AND TRADING, ownership code B, individual
Nov 21, 2011 to Mar 28, 2024factForm ADV

Owns (3)

← STEVENS, GREGORY, AOwnerPRINCIPAL, CCO, ownership code B, individual
Nov 21, 2011 to Mar 28, 2024factForm ADV
← VAUTIN, THOMAS, CHRISTOPHEROwnerPRINCIPAL, ownership code A, individual
Feb 3, 2020 to Mar 28, 2024factForm ADV
← GORYL, CRAIG, EDWARDOwnerPRINCIPAL -- CHIEF INVESTMENT OFFIICER, ownership code A, individual
Mar 22, 2022 to Mar 28, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8d5286d-5cf4-1195-4aec-d431db746894
First observed: Nov 21, 2011
Last observed: Jun 25, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CABOT WEALTH MANAGEMENT

CRD 107327

BEVERLY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c8d5286d-5cf4-1195-4aec-d431db746894

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT TOMLINSON LUTTS

n/a

SALEM, MA

n/a

JAMES MICHAEL GASPARELLO

n/a

SALEM, MA

n/a

GREGORY A STEVENS

Certified Financial Planner

SALEM, MA

n/a

THOMAS CHRISTOPHER VAUTIN

Certified Financial Planner|Chartered Financial Consultant

SALEM, MA

CRAIG EDWARD GORYL

Chartered Financial Analyst

SALEM, MA

n/a

TYLER OLIVER SWAIM

n/a

Salem, MA

n/a

ALEXANDER FRANCIS CASTRICHINI

n/a

BEVERLY, MA

Kelly Jean Birchmore

n/a

BEVERLY, MA

n/a

Nathan Stevens

n/a

BEVERLY, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GASPARELLO, JAMES, MICHAEL

PRINCIPAL & SENIOR FINANCIAL COUNSELOR

yes

01/2006

Jun 25, 2026

ERNST, SONIA, LYNN

PRINCIPAL & MANAGER OF OPERATIONS AND TRADING

yes

01/2006

Nov 21, 2011

Mar 28, 2024

LUTTS, ROBERT, TOMLINSON

President

yes

09/1983

Nov 21, 2011

Mar 28, 2024

GORYL, CRAIG, EDWARD

PRINCIPAL -- CHIEF INVESTMENT OFFIICER

09/2021

Jun 25, 2026

STEVENS, GREGORY, A

PRINCIPAL, CCO

08/2010

Jun 25, 2026

SWAIM, TYLER, OLIVER

Advisor

08/2018

Jun 25, 2026

VAUTIN, THOMAS, CHRISTOPHER

Principal

07/2019

Jun 25, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.2B

n/a

2024

Mar 31, 2025

$1.1B

n/a

2023

Mar 28, 2024

$1.0B

n/a

2022

Mar 29, 2023

$863M

n/a

2021

Mar 22, 2022

$1.1B

n/a

2020

Mar 30, 2021

$933M

n/a

2019

Feb 3, 2020

$760M

n/a

2018

Feb 6, 2019

$621M

$618M

n/a

2017

Jan 31, 2018

$651M

$649M

n/a

2016

Feb 13, 2017

$561M

n/a

2015

Feb 1, 2016

$546M

n/a

2014

Jan 30, 2015

$553M

n/a

2013

Jan 17, 2014

$517M

n/a

2012

Jan 23, 2013

$475M

n/a

2011

Feb 28, 2012

$477M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$1.1B

14.9%

$863M

12.2%