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J••••• M•••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist20 years in industry

J••••• M•••••• O••••

Advisor at H•••••• A•••••••• L••

ROME, GA

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Search this name across graphsid dfx:ria:5eb96df5-af90-4c60-bcdf-b9100a550602

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• A•••••••• L••	State registered	Sep 4, 2019	n/a	yes	ROME, GA	Current employment
O•• A••••••• L••	n/a	Jul 19, 2016	Nov 13, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	O•• A••••••• L••	Jun 14, 2019	Jul 19, 2016	-1,060	Firm change after gap	Other
O•• A••••••• L••	H•••••• A•••••••• L••	Nov 13, 2018

Relationships

Registered with (3)

→ H•••••• A•••••••• L••Registered adviserregistration: current employment
Sep 4, 2019 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jun 17, 2009 to Jun 14, 2019factForm ADV
→ O•• A••••••• L••Registered adviserregistration: previous registration
Jul 19, 2016 to Nov 13, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5eb96df5-af90-4c60-bcdf-b9100a550602
First observed: Jun 17, 2009
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.