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Registered advisor
J••••• M•••••• O••••
Certified Financial Planner · Personal Financial Specialist
Feed of 09/14/2026
At current firm
7 y
since Sep 4, 2019
In the industry
20 y
since May 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••• A•••••••• L•• state registered currentsince Sep 4, 2019 · Rome, Ga
- O•• A••••••• L•• unclassifiedJul 19, 2016 to Nov 13, 2018 · Rome, Ga
- C••••• A••••••• L•• formerJun 17, 2009 to Jun 14, 2019 · Rome, Ga
Moves
a registration end followed by a registration begin elsewhere
- C••••• A••••••• L•• to O•• A••••••• L••left Jun 14, 2019, registered Jul 19, 2016 (-1060 days) · Other
- O•• A••••••• L•• to H•••••• A•••••••• L••left Nov 13, 2018, registered Sep 4, 2019 (295 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address