DFX Intelligence

J•••• C•••••••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

J•••• C•••••••• T•••

Advisor at H•••••••• A•••••••• L••

CHICAGO, IL | Spokane, WA

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Search this name across graphsid dfx:ria:5ebf5965-0c67-bb75-2072-7ae34a25ff05

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 11, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Jun 23, 2023	n/a	yes	CHICAGO, IL\|Spokane, WA	Current employment
T•• C•••••• W••••• A•••••••• L••	Former SEC adviser	Feb 29, 2012	Nov 29, 2023	no	SPOKANE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• C•••••• W••••• A•••••••• L••	H•••••••• A•••••••• L••	Nov 29, 2023	Jun 23, 2023	-159	Firm change after gap	RIA to ibd
R•••••••• M•••••• • P•••••••• I•••	T•• C•••••• W••••• A•••••••• L••	Sep 27, 2012	Feb 29, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
159802:145323:WA:2023-11-29	Nov 29, 2023	Jun 23, 2023	SPOKANE, WA	Firm change after gap

Relationships

Registered with (4)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 23, 2023 to presentfactForm ADV
→ T•• C•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 29, 2012 to Nov 29, 2023factForm ADV
→ R•••••••• M•••••• • P•••••••• I•••Registered adviserregistration: previous registration
Nov 3, 2011 to Sep 27, 2012factForm ADV
→ M••••• S••••••Registered adviser

Dated events

Occurred
Nov 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ebf5965-0c67-bb75-2072-7ae34a25ff05
First observed: Mar 14, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.