DFX Intelligence

T•• C•••••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

T•• C•••••• W••••• A•••••••• L••

CRD 159802

SPOKANE, WA

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Search this name across graphsid dfx:ria:5e54a23d-bd13-f327-6925-8c7e99dcbadf

Data as of Mar 14, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 13
On other graphs: 0
Observed: Jan 5, 2012 to Mar 14, 2023
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $913M••• Locked
Discretionary RAUM: $824M
Private client RAUM: $824Mderived••• Locked
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••••• T••••••• M•••	MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER	E	yes	06/2013	Jun 5, 2013	Mar 14, 2023
T•••• J••••• C••••••••	MEMBER AND VICE PRESIDENT	Na	yes	02/2015	Mar 30, 2015	Mar 14, 2023

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$913M	$745M	22.6%	$452M	26.4%	14	14	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
H•••••••• A•••••••• L••	8	Nov 29, 2023	Jul 23, 2023	SPOKANE, WA	Firm absorbed	RIA to ibd	100.0%
V•••••••• I••••••••• A•••••••• I•••	2	Jun 30, 2021	Jul 1, 2021

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
V•••••••• • D••••••• F•••••••• A•••••••••	2	Jul 27, 2020	Jul 28, 2020	SPOKANE, WA	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← M••••••••• T••••••• M•••OwnerMANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER, ownership code E, individual
Jun 5, 2013 to presentfactForm ADV
← T•••• J••••• C••••••••OwnerMEMBER AND VICE PRESIDENT, ownership code NA, individual
Mar 30, 2015 to presentfactForm ADV

Registered with (20)

← R••••• C•••• B••••••Advisorregistration: previous registration
Sep 16, 2016 to Nov 29, 2023factForm ADV
← T•••••• M••• M••••••••

Dated events

Occurred
Nov 29, 2023
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
8 advisors
Occurred
Nov 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 29, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e54a23d-bd13-f327-6925-8c7e99dcbadf
First observed: Jan 5, 2012
Last observed: Mar 14, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.