DFX Intelligence

G••••• F••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

G••••• F••••••• C••••••

Advisor at C••••••••• I••••••••• A•••••••• L••

TAMPA, FL | Plainview, NY

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Search this name across graphsid dfx:ria:5ece13bf-fc02-b47c-be54-c58cb07135ad

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 9, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• A•••••••• L••	Independent wealth	Nov 29, 2024	n/a	yes	TAMPA, FL\|Plainview, NY	Current employment
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	Jul 16, 2021	Dec 24, 2024	no	PLAINVIEW, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••••• N••••••• L••	C••••••••• I••••••••• A•••••••• L••	Dec 24, 2024	Nov 29, 2024	-25	Firm change	Ibd to RIA
P••••••••• P••••••• S•••••••	T••••••• A•••••• N••••••• L••	Dec 8, 2014	Jul 16, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
304569:323135:NY:2024-12-24	Dec 24, 2024	Nov 29, 2024	PLAINVIEW, NY	Firm change

Relationships

Registered with (6)

→ C••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 29, 2024 to presentfactForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jul 16, 2021 to Dec 24, 2024factForm ADV
→ P••••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Jun 23, 2014 to Dec 8, 2014factForm ADV
→ A••••••• P••••••••• A•••••••• I••

Dated events

Occurred
Dec 24, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ece13bf-fc02-b47c-be54-c58cb07135ad
First observed: Mar 23, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.