DFX Intelligence

E•• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

E•• W••••• M••••••••• L••

CRD 298338

NORTH LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:5ed119e2-4131-9c4a-0f6d-deb494daf3a9

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 24, 2026 to Aug 24, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $49.0M••• Locked
Discretionary RAUM: $8.5M
Private client RAUM: $38.7Mderived••• Locked
Private client share: 79%derivedprivate client RAUM over total RAUM
Employees: 5
Advisory employees: 4

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• Y••••• F••••••	n/a	NORTH LITTLE ROCK, AR	7	13	1	no
L•••••• L•••• B••••	n/a	NORTH LITTLE ROCK, AR \| Bryant, AR	7	11

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
1•• G••••• A••••••• I••	3	Oct 3, 2018	Apr 30, 2024	N LITTLE ROCK, AR	Team lift out	Ibd to state RIA	0.5%

Relationships

Registered with (5)

← J•• K•••••Advisorregistration: current employment
Jun 25, 2024 to presentfactForm ADV
← C•••• F•••• G•••••Advisorregistration: current employment
Apr 30, 2024 to presentfactForm ADV
← A••••• Y••••• F••••••Advisorregistration: current employment
Oct 16, 2018 to presentfactForm ADV
← L•••••• L•••• B••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ed119e2-4131-9c4a-0f6d-deb494daf3a9
First observed: Aug 24, 2026
Last observed: Aug 24, 2026 29 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.