DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at P•••••• I••••••••• A•••••••
CABOT, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• I••••••••• A••••••• | State registered | Jan 1, 2026 | n/a | yes | CABOT, AR | Current employment |
| P•••••• I••••••••• A••••••• | State registered | Jul 26, 2021 | Dec 31, 2024 | no | CABOT, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•••••• | P•••••• I••••••••• A••••••• | Jul 9, 2021 | Jul 26, 2021 | 17 | Firm change | RIA to state RIA |
| P••• A••••• S••••••••• L•• | T•••••• | May 1, 2020 | Apr 21, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169291:315305:AR:2021-07-09 | Jul 9, 2021 | Jul 26, 2021 | LITTLE ROCK, AR | Firm change |
| T•••••• |
| Former SEC adviser |
| Apr 21, 2020 |
| Jul 9, 2021 |
| no |
| Cabot, AR|CONWAY, AR|CONWAY, AR|Cabot, AR|Little Rock, AR |
| Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Mar 2, 2020 | May 1, 2020 | no | LITTLE ROCK, AR | Previous registration |
| E•• W••••• M••••••••• L•• | State registered | Nov 15, 2018 | Feb 19, 2020 | no | NORTH LITTLE ROCK, AR | Previous registration |
| E••••• J•••• | National bd RIA | Aug 4, 2017 | Oct 22, 2018 | no | Little Rock, AR|ST LOUIS, MO|North Little Rock, AR|NORTH LITTLE ROCK, AR|LITTLE ROCK, AR | Previous registration |
| Firm change |
| Ibd to RIA |
| E•• W••••• M••••••••• L•• | P••• A••••• S••••••••• L•• | Feb 19, 2020 | Mar 2, 2020 | 12 | Firm change | Other |
| E••••• J•••• | E•• W••••• M••••••••• L•• | Oct 22, 2018 | Nov 15, 2018 | 24 | Firm change | Ibd to state RIA |