DFX Intelligence

J••• A•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

J••• A•••••• P••••••

Advisor at R••••• L•• L••

NATALIA, TX

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Search this name across graphsid dfx:ria:5ed3756c-92c3-593f-3ad8-86657b75e470

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• L•• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• L•• L••	State registered	Jun 11, 2026	n/a	yes	NATALIA, TX	Current employment
F••••••••• C••••••	Independent wealth	Dec 21, 2023	Nov 20, 2025	no	LAS VEGAS, NV\|Natalia, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• C••••••	R••••• L•• L••	Nov 20, 2025	Jun 11, 2026	203	Firm change	RIA to state RIA
U••• I••••••••• S••••••• C••••••	F••••••••• C••••••	Nov 30, 2023	Dec 21, 2023

Relationships

Registered with (4)

→ R••••• L•• L••Registered adviserregistration: current employment
Jun 11, 2026 to presentfactForm ADV
→ F••••••••• C••••••Registered adviserregistration: previous registration
Dec 21, 2023 to Nov 20, 2025factForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jan 8, 2018 to Nov 30, 2023factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
Nov 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ed3756c-92c3-593f-3ad8-86657b75e470
First observed: Jan 17, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.