DFX Intelligence

R•••••• E•••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

R•••••• E•••••• H••••••

Advisor at K•••••••• W••••• A•••••••• L••

••• Locked

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 25, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 18, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Mar 24, 2025	n/a	yes	SAN DIEGO, CA\|Saint Helena Island, SC	Current employment
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Feb 28, 2025	Mar 5, 2025	no	Pittsboro, NC

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• A•••• M••••••••• L••	K•••••••• W••••• A•••••••• L••	Mar 21, 2025	Feb 28, 2025	-21	Firm change	Ibd to ibd
C••••••• • C••• I•••	B••••••••• A•••• M••••••••• L••	Nov 17, 2022	Nov 14, 2022

Relationships

Registered with (4)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 28, 2025 to Mar 5, 2025factForm ADV
→ B••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2022 to Mar 21, 2025factForm ADV
→ C••••••• • C••• I•••Registered adviserregistration: previous registration
Aug 29, 2018 to Nov 17, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Order

Occurred
21 Mar 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
17 Nov 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 25, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.