DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ricardo Eduardo Harmsen
Feed of 09/15/2026
Also filed as Rick Harmsen
At current firm
1 y
since Mar 24, 2025
In the industry
33 y
since Nov 18, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Kingswood Wealth Advisors, LLC BD affiliated currentsince Mar 24, 2025 · San Diego, Ca
- Kingswood Wealth Advisors, LLC BD affiliatedFeb 28, 2025 to Mar 5, 2025 · Pittsboro, Nc
- Blackridge Asset Management, LLC independent RIANov 14, 2022 to Mar 21, 2025 · Jupiter, Fl
- Cantella & Co., Inc. formerAug 29, 2018 to Nov 17, 2022 · Pittsboro, Nc
- Wells Fargo Advisors wirehouseJul 25, 2007 to Sep 4, 2018 · Chapel Hill, Nc
Moves
a registration end followed by a registration begin elsewhere
- Blackridge Asset Management, LLC to Kingswood Wealth Advisors, LLCleft Mar 21, 2025, registered Feb 28, 2025 (-21 days) · Affiliated broker-dealer or bank to another
- Cantella & Co., Inc. to Blackridge Asset Management, LLCleft Nov 17, 2022, registered Nov 14, 2022 (-3 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Cantella & Co., Inc.left Sep 4, 2018, registered Aug 29, 2018 (-6 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Ricardo Eduardo Harmsen left Blackridge Asset Management, Llc for Kingswood Wealth Advisors, Llc (registered 2025-02-28)Mar 21, 2025 · Advisor changed firm · fact
- Ricardo Eduardo Harmsen left Cantella & Co., Inc. for Blackridge Asset Management, Llc (registered 2022-11-14)Nov 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address