DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at W•••• F•••• A•••••••
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | May 5, 2022 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| M••••• S•••••• | Wirehouse | Feb 14, 2013 | May 2, 2022 | no | PHOENIX, AZ|Flagstaff, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | W•••• F•••• A••••••• | May 2, 2022 | May 5, 2022 | 3 | Firm change | Wirehouse to wirehouse |
| U•• F•••••••• S••••••• I••• | M••••• S•••••• | Feb 11, 2013 | Feb 14, 2013 |
| U•• F•••••••• S••••••• I••• |
| Wirehouse |
| Nov 14, 2008 |
| Feb 11, 2013 |
| no |
| PHOENIX, AZ |
| Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 16, 1998 | Nov 18, 2008 | no | PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| Firm change |
| Wirehouse to wirehouse |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U•• F•••••••• S••••••• I••• | Nov 18, 2008 | Nov 14, 2008 | -4 | Firm change | Wirehouse to wirehouse |