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Advisor at MML INVESTORS SERVICES, LLC
Walnut Creek, CA | Sausalito, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 1, 2026 | n/a | yes | Walnut Creek, CA|Sausalito, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 11, 2024 | Jun 27, 2025 | no | San Francisco, CA|San Francisco, CA | Previous registration |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Jun 15, 2022 | Dec 31, 2023 | no | SAUSALITO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 23, 2017 | Jun 15, 2022 | no | SANTA ROSA, CA|ROSEVILLE, CA|SAN FRANCISCO, CA|CORTE MADERA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 19, 2010 | May 22, 2017 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|PLEASANTON, CA|ROSEVILLE, CA|SANTA ROSA, CA|SAN MATEO, CA|SAN JOSE, CA|NAPA, CA|BELLEVUE, WA|MONTEREY, CA|MODESTO, CA|SAN JOSE, CA|ROSEVILLE, CA|WALNUT CREEK, CA|STOCKTON, CA|OAKLAND, CA|MILL VALLEY, CA|PALO ALTO, CA|SACRAMENTO, CA|OAKLAND, CA|PORTLAND, OR|SAN FRANCISCO, CA|SAN FRANCISCO, CA|NEW YORK, NY|SAN FRANCISCO, CA|NEW YORK, NY|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|NEW YORK, NY | Previous registration |
| PARALLEL ADVISORS, LLC | Independent wealth | Jul 15, 2010 | Oct 18, 2010 | no | SAN FRANCISCO, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 14, 2010 | no | SAN JOSE, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 20, 2001 | Jun 1, 2009 | no | SAN JOSE, CA|SAN RAFAEL, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MML INVESTORS SERVICES, LLC | Jun 27, 2025 | Sep 1, 2026 | 431 | Firm change after gap | Ibd to ibd |
| STRATOS WEALTH PARTNERS, LTD | CITIGROUP GLOBAL MARKETS INC. | Dec 31, 2023 | Jan 11, 2024 | 11 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | STRATOS WEALTH PARTNERS, LTD | Jun 15, 2022 | Jun 15, 2022 | 0 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | May 22, 2017 | Jun 23, 2017 | 32 | Firm change | Wirehouse to wirehouse |
| PARALLEL ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 18, 2010 | Nov 19, 2010 | 32 | Firm change | Other |
| MORGAN STANLEY | PARALLEL ADVISORS, LLC | Apr 14, 2010 | Jul 15, 2010 | 92 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:19616:NY:2017-05-08 | May 22, 2017 | Jun 23, 2017 | NEW YORK, NY | Firm change |