DFX Intelligence

P••••• N•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

P••••• N•••• P••••••

Advisor at S•••• M••• A••••••• L••

TALLAHASSEE, FL | LITTLE SILVER, NJ

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Search this name across graphsid dfx:ria:5edd2268-0464-a7cf-ed84-fafbaf61c564

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Jun 20, 2019 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••••• N•••• P••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• M••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 24, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• M••• A••••••• L••	I•••••••••_WEALTH	Mar 29, 2023	n/a	yes	LITTLE SILVER, NJ\|TALLAHASSEE, FL	Current employment
M•••••• I•••••••••	I•••••••••_WEALTH	Mar 2, 2022	Mar 31, 2023	no	Little Silver, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• I•••••••••	S•••• M••• A••••••• L••	Mar 31, 2023	Mar 29, 2023	-2	Firm change	RIA to new firm
A••••••••• L••	M•••••• I•••••••••	Mar 30, 2022	Mar 2, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
305418:324114:NJ:2023-03-31	Mar 31, 2023	Mar 29, 2023	LITTLE SILVER, NJ	Firm change

Relationships

Registered with (3)

→ S•••• M••• A••••••• L••Registered adviserregistration: current employment
Mar 29, 2023 to presentfactForm ADV
→ M•••••• I•••••••••Registered adviserregistration: previous registration
Mar 2, 2022 to Mar 31, 2023factForm ADV
→ A••••••••• L••Registered adviserregistration: previous registration
Jun 20, 2019 to Mar 30, 2022factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5edd2268-0464-a7cf-ed84-fafbaf61c564
First observed: Jun 20, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.