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Advisor at U.S. BANCORP ADVISORS, LLC
Cupertino, CA | Sunnyvale, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Mar 8, 2017 | n/a | yes | Sunnyvale, CA|Cupertino, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 23, 2012 | Mar 22, 2017 | no | SARATOGA, CA|SARATOGA, CA|SAN JOSE, CA|SAN JOSE, CA|SARATOGA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 23, 2011 | Oct 3, 2012 | no | SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | U.S. BANCORP ADVISORS, LLC | Mar 22, 2017 | Mar 8, 2017 | -14 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Oct 3, 2012 | Oct 23, 2012 | 20 | Firm change | Wirehouse to wirehouse |