DFX Intelligence

A•••• R•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

A•••• R•••• B••••

Advisor at T•• A••••• P•••••••• L••

SAN DIEGO, CA | COLUMBUS, OH

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A••••• P•••••••• L••	Independent wealth	Sep 3, 2021	n/a	yes	SAN DIEGO, CA\|COLUMBUS, OH	Current employment
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jul 16, 2007	Sep 23, 2021	no	CHICAGO, IL\|MAYWOOD, IL\|CHICAGO, IL\|Glendale, CA\|Chicago, IL\|SAN DIEGO, CA\|Glendale, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	T•• A••••• P•••••••• L••	Sep 23, 2021	Sep 3, 2021	-20	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	V•••• F•••••••• A•••••••• I•••	Jul 12, 2007	Jul 16, 2007

Relationships

Registered with (3)

→ T•• A••••• P•••••••• L••Registered adviserregistration: current employment
Sep 3, 2021 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2007 to Sep 23, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 22, 2000 to Jul 12, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 22, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.