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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

MICHAEL OSBORN

Advisor at WELLS FARGO ADVISORS

WINTER PARK, FL | MELBOURNE, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 7, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jan 7, 2011
First registration: Jan 10, 2011
Dual registered: yes, broker-dealer
Other names: MICHAEL CARL OSBORN|MICHAEL CARL OSBORN|Michael C. Osborn
IAPD individual key: 5855809

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 2, 2020	n/a	yes	MELBOURNE, FL\|WINTER PARK, FL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 29, 2013	Jun 10, 2020	no	MILWAUKEE, WI\|EAGLE, WI\|WAUKESHA, WI\|MILWAUKEE, WI\|WALES, WI\|MILWAUKEE, WI\|OCONOMOWOC, WI\|MUSKEGO, WI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 22, 2011	Dec 4, 2012	no	LAGUNA NIGUEL, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jan 10, 2011	Sep 9, 2011	no	Laguna Niguel, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Jun 10, 2020	Jun 2, 2020	-8	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Dec 4, 2012	Jan 29, 2013	56	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 9, 2011	Aug 22, 2011	-18	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 2, 2020 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 29, 2013 to Jun 10, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 22, 2011 to Dec 4, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 10, 2011 to Sep 9, 2011factForm ADV

Dated events

No dated event names this entity yet.