DFX Intelligence

M••• B••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner38 years in industry

M••• B••• N•••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

JACKSONVILLE, FL | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:5edf4f30-348d-71fd-2310-fee448c93596

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 22, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 5, 2018	n/a	yes	JACKSONVILLE, FL\|PLYMOUTH, MN	Current employment
R••••••••• S••••••••• I•••	Former SEC adviser	Jul 18, 2006	Oct 1, 2018	no	JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• S••••••••• I•••	W••••• E••••••••• A••••••• S•••••••• L••	Oct 1, 2018	Sep 5, 2018	-26	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
134385:116407:FL:2018-10-01	Oct 1, 2018	Sep 5, 2018	JACKSONVILLE, FL	Firm change

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 5, 2018 to presentfactForm ADV
→ R••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2006 to Oct 1, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5edf4f30-348d-71fd-2310-fee448c93596
First observed: Jul 18, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.