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R••••••••• S••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

R••••••••• S••••••••• I•••

CRD 134385

JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:79867bdd-a20d-65f6-9e67-6a3ed5389066

Data as of Mar 28, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 1
Observed: Dec 15, 2011 to Mar 28, 2018
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

R••••••••• S••••••••• I•••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $341MItem 5.F on the latest filing (2018-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $324M
Private client RAUM: $320MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• J••••• W••••••	Member	C	yes	07/2005	Dec 15, 2011	Mar 28, 2018
C•••• J••••• W••••••	Secretary	Na	yes	01/1994	Dec 15, 2011

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$341M	$316M	7.9%	$269M	8.3%	10	8	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W••••• E••••••••• A••••••• S•••••••• L••	8	Oct 1, 2018	Sep 5, 2018	JACKSONVILLE, FL	Firm absorbed	RIA to ibd	100.0%

Relationships

Owns (2)

← N•••••• M••• B•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 15, 2011 to presentfactForm ADV
← R••••••••• S••••••••• L••OwnerSHAREHOLDER, ownership code E, domestic entity
Dec 15, 2011 to presentfactForm ADV

Controls (2)

← C•••• J••••• W••••••OwnerMEMBER, ownership code C, individual
Dec 15, 2011 to presentfactForm ADV
← H•••• W••••••• S••••••OwnerMEMBER, ownership code C, individual

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79867bdd-a20d-65f6-9e67-6a3ed5389066
First observed: Dec 15, 2011
Last observed: Mar 28, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.