DFX Intelligence

G•••••• R•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst34 years in industry

G•••••• R•••••• G•••••

Advisor at D••••• • S••••••• I•••

Red Bank, NJ

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Search this name across graphsid dfx:ria:5ee59d2d-0492-f4dc-f6f4-795cecc3fc5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• • S••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• • S••••••• I•••	Independent wealth	Feb 9, 2018	n/a	yes	Red Bank, NJ	Current employment
G••• G••••• • C••••••• L••	n/a	Dec 1, 2015	Feb 28, 2018	no	RUMSON, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••• G••••• • C••••••• L••	D••••• • S••••••• I•••	Feb 28, 2018	Feb 9, 2018	-19	Firm change	Other

Relationships

Registered with (2)

→ D••••• • S••••••• I•••Registered adviserregistration: current employment
Feb 9, 2018 to presentfactForm ADV
→ G••• G••••• • C••••••• L••Registered adviserregistration: previous registration
Dec 1, 2015 to Feb 28, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ee59d2d-0492-f4dc-f6f4-795cecc3fc5e
First observed: Dec 1, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.