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CRD 157515
PALM BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GREGORY RICHARD GREENE | Chartered Financial Analyst | Red Bank, NJ | 8 | 34 | 1 | no |
| HENRY CLAYPOOL DUDLEY | n/a | DURANGO, CO | 1 | 25 | n/a | no |
| FRANK EMMETT SHANLEY | n/a | PALM BEACH, FL | 1 | 40 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CANISTEO FUND, LLC | Other Private Fund | $129M | Mar 13, 2024 | 34 | Feb 23, 2012 | reported | n/a |
| GREENHOUSE ASSOCIATES, LLC | Other Private Fund | $93.4M | Mar 13, 2024 | 6 | Feb 23, 2012 | reported | n/a |
| GREENFIELD FUND, LP | Other Private Fund | $19.8M | Mar 13, 2024 | 12 | Feb 23, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DUDLEY, HENRY, CLAYPOOL | Chairman | C | yes | 01/2018 | Feb 23, 2012 | Mar 13, 2024 |
| SHANLEY, FRANK, EMMETT | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | yes | 01/2018 | Feb 23, 2012 | Mar 13, 2024 |
| GREENE, GREGORY, RICHARD | SENIOR VICE PRESIDENT AND TREASURER | B | no | 01/2018 | Jan 18, 2018 | Mar 13, 2024 |
| MCNAMARA, CHRISTIANE, C | VICE PRESIDENT, SECRETARY AND ASSISTANT TREASURER | A | no | 01/2018 | Jan 18, 2018 | Mar 13, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DUDLEY & SHANLEY, INC. | n/a | Independent wealth | $747M | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| RED BANK | Nj | United States | 3 | no |
| Durango | Co | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 5, 2026 | $747M | $747M | 5 | 3 | 2 | 3 | n/a |
| 2024 | Mar 11, 2025 | $713M | $713M | 5 | 3 | 2 | 3 | n/a |
| 2023 | Mar 13, 2024 | $660M | $660M | 5 | 3 | 2 | 3 | $243M |
| 2022 | Mar 17, 2023 | $611M | $611M | 5 | 3 | 2 | 3 | $227M |
| 2021 | Mar 16, 2022 | $690M | $690M | 5 | 3 | 2 | 3 | $265M |
| 2020 | Mar 10, 2021 | $708M | $708M | 5 | 3 | 2 | 3 | $261M |
| 2019 | Feb 11, 2020 | $659M | $659M | 4 | 3 | 2 | 3 | $252M |
| 2018 | Feb 11, 2019 | $577M | $577M | 4 | 3 | 2 | 3 | $223M |
| 2017 | Feb 9, 2018 | $692M | $692M | 4 | 3 | 2 | 3 | $263M |
| 2016 | Mar 10, 2017 | $599M | $599M | 2 | 2 | n/a | 3 | $247M |
| 2015 | Feb 24, 2016 | $452M | $452M | 2 | 2 | n/a | 3 | $201M |
| 2014 | Feb 9, 2015 | $615M | $615M | 2 | 2 | n/a | 3 | $269M |
| 2013 | Mar 10, 2014 | $616M | $616M | 3 | 2 | n/a | 3 | $287M |
| 2012 | Jan 24, 2013 | $484M | $484M | 3 | 2 | n/a | 3 | $233M |
| 2011 | Feb 23, 2012 | $456M | $447M | n/a | n/a | n/a | 3 | $215M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $747M | $713M | 4.7% | $611M | 6.9% | 5 | 5 | 2 | 2 |