DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner19 years in industry

ERIC ALEXANDER WIEGAND

Advisor at RIVER WEALTH ADVISORS LLC

Allentown, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ee8ba97-4c73-9d98-470b-4432b66aa8fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIVER WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 19, 2006
First registration: Nov 20, 2006
Dual registered: no
Other names: ERIC ALEXANDER WEIGAND|ERIC WIEGAND
IAPD individual key: 5206060

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIVER WEALTH ADVISORS LLC	Independent wealth	May 13, 2020	n/a	yes	Allentown, PA	Current employment
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	May 8, 2020	no	CHARLOTTE, NC\|ALLENTOWN, PA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Sep 12, 2017	Jan 2, 2018	no	CHARLOTTE, NC\|ALLENTOWN, PA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 5, 2013	Sep 18, 2017	no	Allentown, PA\|Camp Hill, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 22, 2011	Aug 13, 2013	no	LINTHICUM, MD\|PASADENA, MD\|LEESBURG, VA\|ARLINGTON, VA\|LEESBURG, VA\|FAIRFAX, VA\|SPRINGFIELD, VA\|VIENNA, VA\|HAVERHILL, MA\|FAIRFAX, VA	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Mar 17, 2010	Aug 30, 2011	no	ARLINGTON, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 2, 2008	Mar 8, 2010	no	RESTON, VA\|MCLEAN, VA\|CHANTILLY, VA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 20, 2006	Nov 6, 2008	no	VIENNA, VA\|VIENNA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T SECURITIES, LLC	RIVER WEALTH ADVISORS LLC	May 8, 2020	May 13, 2020	5	Firm change	Ibd to RIA
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
CHARLES SCHWAB & CO., INC.	BB&T INVESTMENT SERVICES, INC.	Sep 18, 2017	Sep 12, 2017	-6	Firm change	Other
LPL FINANCIAL LLC	CHARLES SCHWAB & CO., INC.	Aug 13, 2013	Sep 5, 2013	23	Firm change	Other
HSBC SECURITIES (USA) INC.	LPL FINANCIAL LLC	Aug 30, 2011	Sep 22, 2011	23	Firm change	Other
WELLS FARGO ADVISORS	HSBC SECURITIES (USA) INC.	Mar 8, 2010	Mar 17, 2010	9	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WELLS FARGO ADVISORS	Nov 6, 2008	Dec 2, 2008	26	Firm change	Ibd to wirehouse

Relationships

Registered with (8)

→ RIVER WEALTH ADVISORS LLCRegistered adviserregistration: current employment
May 13, 2020 to presentfactForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to May 8, 2020factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 12, 2017 to Jan 2, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 5, 2013 to Sep 18, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 22, 2011 to Aug 13, 2013factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Mar 17, 2010 to Aug 30, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 2, 2008 to Mar 8, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 20, 2006 to Nov 6, 2008factForm ADV

Dated events

No dated event names this entity yet.