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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ALLSQUARE WEALTH MANAGEMENT, LLC

CRD 153591

ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ef857f6-2db9-bf63-0d54-43d50c8dc613

Data as of May 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to May 15, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $308MItem 5.F on the latest filing (2026-05-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $308M
Private client RAUM: $287MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $77.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 835
Individual clients: 356
High net worth clients: 80
SEC number: 801-71675
CIK: 1633674
CRD: 153591
Filings on the tape: 31
First filed: Mar 29, 2012
Latest filed: May 15, 2026
Organised: Limited Liability Company, NY
Website: allsquarewealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DANIEL DOUGLAS BAUER	Certified Financial Planner	ALBANY, NY	14	24	n/a	yes
BRETT PHILIP HARRIS	n/a	ALTAMONT, NY \| ALBANY, NY	5	18	1	yes
DOUGLAS JAMES BAUER	Certified Financial Planner\|Chartered Financial Consultant	ALBANY, NY	5	23	n/a	no
DANIEL MARK WEINBERG	n/a	CARY, NC \| COOPERSTOWN, NY \| ALBANY, NY	5	39	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAUER, DANIEL, DOUGLAS	MANAGING MEMBER / CHIEF INVESTMENT OFFICER / CHIEF COMPLIANCE OFFICER	C	yes	08/2010	Mar 29, 2012	Nov 8, 2024
BAUER, DOUGLAS, JAMES	MANAGING MEMBER / CHIEF EXECUTIVE OFFICER	E	yes	08/2010	Mar 29, 2012	Nov 8, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 4, 2026	$308M	$308M	5	4	3	n/a	n/a
2024	Mar 27, 2025	$285M	$285M	5	4	2	n/a	n/a
2023	Mar 21, 2024	$269M	$269M	5	4	2	n/a	n/a
2022	Mar 31, 2023	$254M	$254M	5	4	0	n/a	n/a
2021	Mar 30, 2022	$260M	$260M	6	4	0	n/a	n/a
2020	Feb 16, 2021	$250M	$250M	6	4	0	n/a	n/a
2019	Mar 16, 2020	$240M	$240M	6	5	0	n/a	n/a
2018	Mar 15, 2019	$224M	$224M	6	5	0	n/a	n/a
2017	Mar 2, 2018	$194M	$194M	6	5	0	n/a	n/a
2016	Mar 22, 2017	$174M	$174M	9	5	n/a	n/a	n/a
2015	Mar 9, 2016	$145M	$145M	5	4	n/a	n/a	n/a
2014	Feb 24, 2015	$153M	$153M	6	4	n/a	n/a	n/a
2013	Feb 12, 2014	$134M	$134M	6	4	n/a	n/a	n/a
2012	Mar 6, 2013	$107M	$107M	7	5	n/a	n/a	n/a
2011	Mar 29, 2012	$67.8M	$67.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$308M	$285M	8.1%	$254M	6.6%	5	5	3	2

Relationships

Registered with (4)

← DANIEL MARK WEINBERGAdvisorregistration: current employment
Sep 17, 2021 to presentfactForm ADV
← DOUGLAS JAMES BAUERAdvisorregistration: current employment
Sep 1, 2021 to presentfactForm ADV
← BRETT PHILIP HARRISAdvisorregistration: current employment
Aug 19, 2021 to presentfactForm ADV
← DANIEL DOUGLAS BAUERAdvisorregistration: current employment
Aug 1, 2012 to presentfactForm ADV

Controls (2)

← BAUER, DOUGLAS, JAMESOwnerMANAGING MEMBER / CHIEF EXECUTIVE OFFICER, ownership code E, individual
Mar 29, 2012 to Nov 8, 2024factForm ADV
← BAUER, DANIEL, DOUGLASOwnerMANAGING MEMBER / CHIEF INVESTMENT OFFICER / CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 29, 2012 to Nov 8, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ef857f6-2db9-bf63-0d54-43d50c8dc613
First observed: Mar 29, 2012
Last observed: May 15, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLSQUARE WEALTH MANAGEMENT, LLC

CRD 153591

ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ef857f6-2db9-bf63-0d54-43d50c8dc613

Data as of May 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DANIEL DOUGLAS BAUER

Certified Financial Planner

ALBANY, NY

n/a

yes

BRETT PHILIP HARRIS

n/a

ALTAMONT, NY | ALBANY, NY

yes

DOUGLAS JAMES BAUER

Certified Financial Planner|Chartered Financial Consultant

ALBANY, NY

n/a

DANIEL MARK WEINBERG

n/a

CARY, NC | COOPERSTOWN, NY | ALBANY, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAUER, DANIEL, DOUGLAS

MANAGING MEMBER / CHIEF INVESTMENT OFFICER / CHIEF COMPLIANCE OFFICER

yes

08/2010

Mar 29, 2012

Nov 8, 2024

BAUER, DOUGLAS, JAMES

MANAGING MEMBER / CHIEF EXECUTIVE OFFICER

yes

08/2010

Mar 29, 2012

Nov 8, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 4, 2026

$308M

n/a

2024

Mar 27, 2025

$285M

n/a

2023

Mar 21, 2024

$269M

n/a

2022

Mar 31, 2023

$254M

n/a

2021

Mar 30, 2022

$260M

n/a

2020

Feb 16, 2021

$250M

n/a

2019

Mar 16, 2020

$240M

n/a

2018

Mar 15, 2019

$224M

n/a

2017

Mar 2, 2018

$194M

n/a

2016

Mar 22, 2017

$174M

n/a

2015

Mar 9, 2016

$145M

n/a

2014

Feb 24, 2015

$153M

n/a

2013

Feb 12, 2014

$134M

n/a

2012

Mar 6, 2013

$107M

n/a

2011

Mar 29, 2012

$67.8M

$67.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$308M

$285M

8.1%

$254M

6.6%