DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• W••••• M••••••••• L••
Latest filing May 15, 2026
First filing on the tape Mar 29, 2012 · 31 filings
SEC status approved since Jul 9, 2010
RAUM
$308M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$287M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$77.0M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$308M as of May 15, 2026
Mar 29, 2012$67.8M then
HNW client RAUM$190M as of May 15, 2026
Mar 2, 2018$87.5M then
State-registered IARs (5.B.3)4 as of May 15, 2026
Mar 29, 20120 then
Employees (5.A)5 as of May 15, 2026
Mar 6, 20137 then
Private funds: no history
RAUM +8.1% over the last fiscal year+6.6% a year over threeIARs 4 to 4offices 2 to 3
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $77.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 109derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $368,682derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -9.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$190M62%
- Individuals$97.0M32%
- Charitable organizations$19.0M6.2%
- Pension and profit-sharing plans$1.8M0.6%
- Individual clients
- 356reported
- HNW clients
- 80reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 835reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• D•••••• B••••Certified Financial Planner | Albany, Ny | Aug 1, 2012 | 24 y | 0 |
| B•••• P••••• H••••• | Altamont, Ny | Aug 19, 2021 | 18 y | 1 |
| D•••••• J•••• B••••Certified Financial Planner, Chartered Financial Consultant | Albany, Ny | Sep 1, 2021 | 23 y | 0 |
| D••••• M••• W••••••• | Cary, Nc | Sep 17, 2021 | 39 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• P••••• H••••• from L•• F•••••••• L••Aug 19, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• D•••••• D•••••• · Managing Member / Chief Investment Officer / Chief Compliance Officercontrolsince 08/2010 · owns 25% to 50%
- B••••• D••••••• J•••• · Managing Member / Chief Executive Officercontrolsince 08/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Albany, Ny · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 4, 2026accounts (Item 5.F.2.f) moved from 486.0 to 835.0 (+72.0%) between the annual amendments of 2025-03-27 and 2026-03-04; the peer median change was +5.0% (3686 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,686) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 486 to 835Feb 23, 2026 to Mar 4, 2026
- Advisory activities · 2 to 3Feb 23, 2026 to Mar 4, 2026
- HNW clients · 87 to 80Feb 23, 2026 to Mar 4, 2026
- Individual clients · 395 to 356Feb 23, 2026 to Mar 4, 2026
- Financial planning clients · 51-100 to 251-500Feb 23, 2026 to Mar 4, 2026
- Discretionary RAUM · $285M to $308MFeb 23, 2026 to Mar 4, 2026
- HNW RAUM · $180M to $190MFeb 23, 2026 to Mar 4, 2026
- Individual RAUM · $86.4M to $97.0MFeb 23, 2026 to Mar 4, 2026
- Pension RAUM · $1.6M to $1.8MFeb 23, 2026 to Mar 4, 2026
- RAUM · $285M to $308MFeb 23, 2026 to Mar 4, 2026
- Other offices · 2 to 3Mar 27, 2025 to Nov 19, 2025
- Accounts · 454 to 486Nov 8, 2024 to Mar 27, 2025
- Corporate clients · unset to 0.0Nov 8, 2024 to Mar 27, 2025
- HNW clients · 90 to 87Nov 8, 2024 to Mar 27, 2025
- Individual clients · 359 to 395Nov 8, 2024 to Mar 27, 2025
- Financial planning clients · 51-100 to 51-100Nov 8, 2024 to Mar 27, 2025
- Discretionary RAUM · $269M to $285MNov 8, 2024 to Mar 27, 2025
- HNW RAUM · $169M to $180MNov 8, 2024 to Mar 27, 2025
- Individual RAUM · $83.3M to $86.4MNov 8, 2024 to Mar 27, 2025
- Pension RAUM · $1.5M to $1.6MNov 8, 2024 to Mar 27, 2025
- RAUM · $269M to $285MNov 8, 2024 to Mar 27, 2025
- Accounts · 475 to 454Nov 2, 2023 to Mar 21, 2024
- HNW clients · 83 to 90Nov 2, 2023 to Mar 21, 2024
- Individual clients · 386 to 359Nov 2, 2023 to Mar 21, 2024
- Discretionary RAUM · $254M to $269MNov 2, 2023 to Mar 21, 2024
- HNW RAUM · $152M to $169MNov 2, 2023 to Mar 21, 2024
- Individual RAUM · $86.6M to $83.3MNov 2, 2023 to Mar 21, 2024
- Pension RAUM · $822,523 to $1.5MNov 2, 2023 to Mar 21, 2024
- RAUM · $254M to $269MNov 2, 2023 to Mar 21, 2024
- Other offices · 0 to 2Mar 31, 2023 to Sep 7, 2023
- Accounts · 476 to 475Nov 3, 2022 to Mar 31, 2023
- Employees · 6 to 5Nov 3, 2022 to Mar 31, 2023
- State-registered IARs · 5 to 4Nov 3, 2022 to Mar 31, 2023
- Discretionary RAUM · $258M to $254MNov 3, 2022 to Mar 31, 2023
- HNW RAUM · $152M to $152MNov 3, 2022 to Mar 31, 2023
- Individual RAUM · $86.9M to $86.6MNov 3, 2022 to Mar 31, 2023
- Pension RAUM · $2.0M to $822,523Nov 3, 2022 to Mar 31, 2023
- RAUM · $258M to $254MNov 3, 2022 to Mar 31, 2023
- Accounts · 450 to 476Mar 30, 2022 to Sep 12, 2022
- HNW clients · 65 to 83Mar 30, 2022 to Sep 12, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@a•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 518-456-8922reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 518-456-8900reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/allsquare-wealth-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (518) 456-8900reportedpublic record, Form ADV, May 15, 2026
- Contact form
- a•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026