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J••• F•••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J••• F•••• R••••••••

Advisor at C•••••• C••••• G••••• I•••

LOS ANGELES, CA | Wilmette, IL

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Search this name across graphsid dfx:ria:5ef89194-7e61-16e1-1969-01f5001f6bd8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••• G••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Sep 26, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••• G••••• I•••	No RAUM reported	Jul 27, 2026	n/a	yes	Wilmette, IL\|LOS ANGELES, CA	Current employment
P••• I••••••••• L••	Asset manager	Sep 19, 2011	Jun 15, 2026	no	NEWARK, NJ\|Chicago, IL\|Chicago, IL\|Wilmette, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• I••••••••• L••	C•••••• C••••• G••••• I•••	Jun 15, 2026	Jul 27, 2026	42	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P••• I••••••••• L••	Aug 31, 2011	Sep 19, 2011

Relationships

Registered with (3)

→ C•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Jul 27, 2026 to presentfactForm ADV
→ P••• I••••••••• L••Registered adviserregistration: previous registration
Sep 19, 2011 to Jun 15, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 30, 2007 to Aug 31, 2011factForm ADV

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
J••• F•••• R•••••••• left P••• I••••••••• L•• for C•••••• C••••• G••••• I••• (registered 2026-07-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ef89194-7e61-16e1-1969-01f5001f6bd8
First observed: Nov 30, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.