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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MADISON FAMILY ADVISORS, INC.

CRD 158755

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5efffdf6-1712-dcca-cd86-19ab26219112

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2011 to Mar 30, 2018
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $68.7MItem 5.F on the latest filing (2018-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $68.7M
Private client RAUM: $68.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $68.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 31
Individual clients: 5
High net worth clients: 8
SEC number: 801-72967
CRD: 158755
Filings on the tape: 24
First filed: Dec 12, 2011
Latest filed: Mar 30, 2018
Organised: Corporation, Illinois

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN JOSEPH BETTERMAN	n/a	SAN JOSE, CA	8	39	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BETTERMAN, JOHN, JOSEPH	OWNER, PRESIDENT, CCO	E	yes	10/2011	Dec 12, 2011	Mar 30, 2018

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SANTA CLARA	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$68.7M	$68.7M	1	1	1	n/a	n/a
2016	Apr 1, 2017	$71.4M	$71.4M	2	1	n/a	n/a	n/a
2015	Jun 23, 2016	$90.3M	$90.3M	2	1	n/a	n/a	n/a
2014	Mar 4, 2015	$104M	$104M	2	1	n/a	n/a	n/a
2013	Apr 3, 2014	$101M	$101M	2	1	n/a	n/a	n/a
2012	Apr 18, 2013	$203M	$203M	2	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$68.7M	$71.4M	-3.8%	$104M	-12.8%	1	2	1	n/a

Relationships

Registered with (2)

← JOHN JOSEPH BETTERMANAdvisorregistration: previous registration
Nov 30, 2011 to Dec 31, 2015factForm ADV
← JOSEPH ANTHONY PETRYAdvisorregistration: previous registration
Jul 14, 2021 to Nov 20, 2023factForm ADV

Controls (1)

← BETTERMAN, JOHN, JOSEPHOwnerOWNER, PRESIDENT, CCO, ownership code E, individual
Dec 12, 2011 to presentfactForm ADV

Dated events

Occurred
Nov 20, 2023
Advisor changed firm
Joseph Anthony Petry left Madison Family Advisors, Inc. for Mayfair Financial, Llc (registered 2022-08-11)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5efffdf6-1712-dcca-cd86-19ab26219112
First observed: Dec 12, 2011
Last observed: Mar 30, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MADISON FAMILY ADVISORS, INC.

CRD 158755

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5efffdf6-1712-dcca-cd86-19ab26219112

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN JOSEPH BETTERMAN

n/a

SAN JOSE, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BETTERMAN, JOHN, JOSEPH

OWNER, PRESIDENT, CCO

yes

10/2011

Dec 12, 2011

Mar 30, 2018

City

State

Country

Employees

Also broker-dealer

SANTA CLARA

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$68.7M

n/a

2016

Apr 1, 2017

$71.4M

n/a

2015

Jun 23, 2016

$90.3M

n/a

2014

Mar 4, 2015

$104M

n/a

2013

Apr 3, 2014

$101M

n/a

2012

Apr 18, 2013

$203M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$68.7M

$71.4M

-3.8%

$104M

-12.8%

n/a