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Advisor at MADISON FAMILY ADVISORS, INC.
SAN JOSE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CURA COLLECTIVE LEGACY | State registered | Mar 12, 2026 | n/a | yes | SAN JOSE, CA | Current employment |
| MADISON FAMILY ADVISORS, INC. | Former SEC adviser | Apr 9, 2018 | n/a | yes | SAN JOSE, CA | Current employment |
| MADISON FAMILY ADVISORS, INC. | Former SEC adviser | Nov 30, 2011 | Dec 31, 2015 | no | EVANSTON, IL | Previous registration |
| OAK FAMILY ADVISORS, LLC | Independent wealth | Dec 7, 2010 | Aug 21, 2012 | no | CHICAGO, IL | Previous registration |
| OAK FAMILY ADVISORS, LLC | Independent wealth | Dec 7, 2010 | Dec 31, 2010 | no | CHICAGO, IL | Previous registration |
| OAK FAMILY ADVISORS, LLC | Independent wealth | Jul 25, 2006 | Dec 31, 2008 | no | EVANSTON, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 1, 1994 | Aug 1, 2006 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OAK FAMILY ADVISORS, LLC | MADISON FAMILY ADVISORS, INC. | Aug 21, 2012 | Nov 30, 2011 | -265 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | OAK FAMILY ADVISORS, LLC | Aug 1, 2006 | Jul 25, 2006 | -7 | Firm change | Other |