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Advisor at OAK CITY INVESTMENT CONSULTING
WAKE FOREST, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OAK CITY INVESTMENT CONSULTING | Institutional manager | Apr 11, 2012 | n/a | yes | WAKE FOREST, NC | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Jan 12, 2009 | Mar 29, 2012 | no | RALEIGH, NC | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 31, 2001 | Feb 2, 2009 | no | RALEIGH, NC|RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | OAK CITY INVESTMENT CONSULTING | Mar 29, 2012 | Apr 11, 2012 | 13 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN KEEGAN & COMPANY, LLC | Feb 2, 2009 | Jan 12, 2009 | -21 | Firm change | Other |